| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBS Asia Futures Limited | Rep | 期货合约交易 | 2008-09-01 | 2013-12-17 |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2007-08-02 | 2013-12-17 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-09-22 | 2007-05-21 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 证券交易 | 2004-09-22 | 2007-05-21 |