| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | Rep | 就证券提供意见 | 2013-11-11 | 2014-08-01 |
| Rep | 证券交易 | 2013-11-11 | 2014-08-01 | |
| RO | 就证券提供意见 | 2012-12-13 | 2013-11-11 | |
| RO | 证券交易 | 2012-07-03 | 2013-11-11 | |
| Credit Agricole Securities (Asia) Limited | RO | 证券交易 | 2011-06-16 | 2012-06-30 |
| Rep | 证券交易 | 2010-03-08 | 2011-06-16 | |
| RO | 证券交易 | 2009-09-08 | 2010-03-08 | |
| Rep | 证券交易 | 2009-05-15 | 2009-09-08 |