| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ALETHEIA TECHNOLOGIES LIMITED (HK) | Rep | 就证券提供意见 | 2012-09-06 | 2013-04-11 |
| Credit Agricole Securities (Asia) Limited | RO | 就证券提供意见 | 2011-06-10 | 2012-04-13 |
| Rep | 就证券提供意见 | 2010-03-08 | 2011-06-10 | |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-10 |
| Rep | 提供资产管理 | - | 2003-12-10 | |
| Rep | 就证券提供意见 | - | 2004-01-15 |