Chan, Katherine Ching Yu 陳菁瑜
证监会中央编号:ALS696
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited | Rep | 就证券提供意见 | 2024-10-29 | 2026-08-07 |
| Rep | 提供资产管理 | 2024-10-29 | 2026-08-07 | |
| Basis Asset Management Limited | Rep | 就证券提供意见 | 2022-08-05 | 2024-10-08 |
| Rep | 提供资产管理 | 2022-08-05 | 2024-10-08 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-10-20 | 2016-04-01 |
| CGS International Securities Hong Kong Limited | Rep | 就证券提供意见 | 2012-07-03 | 2014-09-01 |
| Credit Agricole Securities (Asia) Limited | Rep | 就证券提供意见 | 2006-10-18 | 2012-06-30 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2005-02-24 | 2006-07-21 |