| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Planetree Securities Limited | Rep | 证券交易 | 2012-09-19 | 2016-07-07 |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2010-02-05 | 2012-03-23 |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2008-07-23 | 2009-02-23 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 证券交易 | 2008-07-23 | 2009-02-23 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-08-17 | 2008-07-11 |
| Rep | 证券交易 | 2007-08-17 | 2008-07-11 |