| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2011-08-31 | 2012-04-13 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-05-19 | 2011-08-04 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2009-11-26 | 2011-08-04 |
| Rep | 证券交易 | 2007-09-14 | 2011-08-04 | |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2005-09-05 | 2007-07-05 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2004-06-25 | 2005-06-02 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-06-25 | 2005-06-02 |
| Rep | 证券交易 | 2004-04-15 | 2005-06-02 |