| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| S&P GLOBAL RATINGS HONG KONG LIMITED | RO | 提供信贷评级服务 | 2022-06-22 | - |
| Rep | 提供信贷评级服务 | 2016-01-13 | 2022-06-22 | |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2012-05-10 | 2015-12-21 |
| Credit Agricole Securities (Asia) Limited | Rep | 就证券提供意见 | 2010-03-09 | 2012-04-03 |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2007-03-05 | 2008-10-22 |