| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2010-07-16 | 2012-11-13 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-05-16 | 2009-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-11-07 | 2009-03-31 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-11-07 | 2009-03-31 |