| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2025-08-06 | - |
| Rep | 证券交易 | 2025-08-06 | - | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2019-10-11 | 2023-11-22 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2013-07-15 | 2019-07-23 |
| Rep | 就证券提供意见 | 2013-07-15 | 2019-07-23 | |
| Rep | 期货合约交易 | 2013-07-15 | 2019-07-23 | |
| Rep | 证券交易 | 2013-07-15 | 2019-07-23 | |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2011-04-28 | 2012-03-23 |