| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就期货合约提供意见 | 2021-11-03 | - |
| Rep | 就证券提供意见 | 2021-11-03 | - | |
| Rep | 证券交易 | 2021-11-03 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2021-11-03 | - |
| Rep | 期货合约交易 | 2021-11-03 | - | |
| Rep | 证券交易 | 2021-11-03 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2018-09-04 | 2021-08-02 |
| Merrill Lynch Far East Limited | Rep | 提供自动化交易服务 | 2018-09-04 | 2018-11-01 |
| Rep | 期货合约交易 | 2018-09-04 | 2021-08-02 | |
| Rep | 证券交易 | 2018-09-04 | 2021-08-02 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2017-06-05 | 2018-05-26 |
| Rep | 证券交易 | 2013-10-23 | 2018-05-26 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2012-08-02 | 2013-11-01 |
| Rep | 期货合约交易 | 2012-08-02 | 2018-05-26 | |
| Rep | 证券交易 | 2012-08-02 | 2018-05-26 | |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2010-07-02 | 2012-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-05-05 | 2009-01-23 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2008-05-05 | 2009-01-23 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-05-05 | 2009-01-23 |
已采集记录中暂无金管局登记。