Personnel Hong Kong SFC License Details (ID 93423)

Personnel Hong Kong SFC License Details (ID 93423)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Morgan Stanley Asia Limited	Rep	就期货合约提供意见	2021-11-03	-
	Rep	就证券提供意见	2021-11-03	-
	Rep	证券交易	2021-11-03	-
Morgan Stanley Hong Kong Securities Limited	Rep	提供自动化交易服务	2021-11-03	-
	Rep	期货合约交易	2021-11-03	-
	Rep	证券交易	2021-11-03	-
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2018-09-04	2021-08-02
Merrill Lynch Far East Limited	Rep	提供自动化交易服务	2018-09-04	2018-11-01
	Rep	期货合约交易	2018-09-04	2021-08-02
	Rep	证券交易	2018-09-04	2021-08-02
Credit Suisse Securities (Hong Kong) Limited	Rep	提供自动化交易服务	2017-06-05	2018-05-26
	Rep	证券交易	2013-10-23	2018-05-26
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2012-08-02	2013-11-01
	Rep	期货合约交易	2012-08-02	2018-05-26
	Rep	证券交易	2012-08-02	2018-05-26
Credit Agricole Securities (Asia) Limited	Rep	证券交易	2010-07-02	2012-06-21
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2008-05-05	2009-01-23
Merrill Lynch Far East Limited	Rep	证券交易	2008-05-05	2009-01-23
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-05-05	2009-01-23