Personnel Hong Kong SFC License Details (ID 93428)

Personnel Hong Kong SFC License Details (ID 93428)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	证券交易	2016-10-25	-
Credit Agricole Securities (Asia) Limited	Rep	证券交易	2010-11-24	2012-03-23
Merrill Lynch Far East Limited	Rep	证券交易	2007-01-26	2010-07-21
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2005-04-01	2010-07-21
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2005-02-23	2010-07-21
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就期货合约提供意见	2003-12-06	2005-02-23
	Rep	期货合约交易	2003-12-06	2005-02-23
	Rep	提供自动化交易服务	2003-06-24	2003-12-02
	Rep	就证券提供意见	2003-06-24	2005-02-23
	Rep	证券交易	2003-06-24	2005-02-23
J.P. MORGAN FUTURES HONG KONG LIMITED	Rep	就期货合约提供意见	2003-06-24	2003-12-06
	Rep	提供自动化交易服务	2003-06-24	2003-12-06
	Rep	期货合约交易	2003-06-24	2003-12-06