| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-08-17 | 2024-08-26 |
| Rep | 证券交易 | 2020-08-17 | 2024-08-26 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2015-08-31 | 2020-01-24 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2015-08-31 | 2020-01-24 |
| Rep | 期货合约交易 | 2015-08-31 | 2020-01-24 | |
| Rep | 证券交易 | 2015-08-31 | 2020-01-24 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2013-10-16 | 2014-07-11 |
| Rep | 证券交易 | 2013-10-16 | 2014-07-11 | |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2010-11-17 | 2013-04-27 |