Xu, PeiLai 徐沛來 SFC Licences and HKMA Registrations (ID 93444)

Xu, PeiLai 徐沛來 SFC Licences and HKMA Registrations (ID 93444)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2021-08-24	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	期货合约交易	2021-08-24	-
	Rep	证券交易	2021-08-24	-
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2016-12-19	2021-05-11
	Rep	证券交易	2016-12-19	2021-05-11
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2014-07-07	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2014-07-07	2021-05-11
	Rep	证券交易	2014-07-07	2021-05-11
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2014-07-07	2016-12-18
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2013-03-25	2014-04-10
Merrill Lynch Far East Limited	Rep	期货合约交易	2013-03-25	2014-04-10
	Rep	证券交易	2013-03-25	2014-04-10
Credit Agricole Securities (Asia) Limited	Rep	证券交易	2008-09-26	2013-01-08
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2007-03-21	2008-06-01
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	证券交易	2006-12-14	2008-06-01

金管局登记

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