Poon, Joanna Ka Yee 潘嘉怡
证监会中央编号:AGL868
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2023-09-25 | 2026-08-21 |
| Rep | 证券交易 | 2023-09-25 | 2026-08-21 | |
| Vontobel (Hong Kong) Limited | Rep | 就证券提供意见 | 2015-11-13 | 2023-02-28 |
| Rep | 证券交易 | 2015-11-13 | 2023-02-28 | |
| Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | 就证券提供意见 | 2011-06-10 | 2013-04-08 |
| Rep | 提供资产管理 | 2011-06-10 | 2013-04-08 | |
| Rep | 证券交易 | 2011-06-10 | 2013-04-08 | |
| BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2010-04-12 | 2010-09-16 |
| Rep | 提供资产管理 | 2010-04-12 | 2010-09-16 | |
| Rep | 证券交易 | 2010-04-12 | 2010-09-16 | |
| AllianceBernstein Hong Kong Limited | Rep | 就证券提供意见 | 2009-07-17 | 2009-08-08 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2009-06-18 | 2009-06-27 |
| Rep | 提供资产管理 | 2009-06-18 | 2009-06-27 | |
| Rep | 证券交易 | 2009-06-18 | 2009-06-27 | |
| Legg Mason Asset Management Hong Kong Limited | Rep | 就证券提供意见 | 2007-04-16 | 2008-06-28 |
| Rep | 提供资产管理 | 2007-04-16 | 2008-06-28 | |
| Rep | 证券交易 | 2007-04-16 | 2008-06-28 | |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | Rep | 就证券提供意见 | 2006-09-05 | 2007-04-01 |
| Rep | 提供资产管理 | 2006-09-05 | 2007-04-01 | |
| Rep | 证券交易 | 2006-09-05 | 2007-04-01 |