| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 期货合约交易 | 2016-11-04 | 2021-06-09 |
| JS SECURITIES LIMITED (HK) | Rep | 证券交易 | 2016-08-30 | 2020-02-28 |
| CN FIRST INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2013-09-25 | 2015-09-09 |
| REALINK FINANCIAL TRADE LIMITED | RO | 期货合约交易 | 2009-09-29 | 2011-10-14 |
| Rep | 证券交易 | 2009-09-29 | 2011-10-14 | |
| KAISER FUTURES LIMITED | Rep | 期货合约交易 | 2008-04-22 | 2008-06-10 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2006-05-04 | 2008-01-21 |
| KAISER FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2005-02-18 |
| Rep | 提供资产管理 | - | 2005-02-18 | |
| Rep | 期货合约交易 | - | 2006-04-30 |