Kwan, Ut Hoi 關越海
证监会中央编号:AQW340
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HONOR CAPITAL (HK) LIMITED | RO | 就证券提供意见 | 2026-04-15 | - |
| RO | 提供资产管理 | 2026-04-15 | - | |
| Rep | 就证券提供意见 | 2026-03-03 | 2026-04-15 | |
| Rep | 提供资产管理 | 2026-03-03 | 2026-04-15 | |
| Zhonghui International Asset Management Company Limited | RO | 提供资产管理 | 2025-08-05 | 2026-02-05 |
| RuiLian Financial Group Company Limited | RO | 就证券提供意见 | 2021-10-15 | 2025-06-01 |
| RO | 提供资产管理 | 2021-10-15 | 2025-06-01 | |
| RO | 证券交易 | 2021-10-15 | 2025-06-01 | |
| Rep | 就证券提供意见 | 2021-08-20 | 2021-10-15 | |
| Rep | 提供资产管理 | 2021-08-20 | 2021-10-15 | |
| Ever Fountain Asset Management Limited | RO | 就证券提供意见 | 2020-07-08 | 2021-08-13 |
| RO | 提供资产管理 | 2020-07-08 | 2021-08-13 | |
| Rep | 提供资产管理 | 2020-05-29 | 2020-07-08 | |
| GREATER CHINA SECURITIES LIMITED | RO | 证券交易 | 2019-09-24 | 2020-04-20 |
| Verity Capital Limited | RO | 提供资产管理 | 2019-09-24 | 2020-04-20 |
| GREATER CHINA SECURITIES LIMITED | Rep | 证券交易 | 2019-09-04 | 2019-09-24 |
| Verity Capital Limited | Rep | 提供资产管理 | 2019-09-04 | 2019-09-24 |
| SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2018-09-13 | 2019-07-15 |
| SHENG YUAN SECURITIES LIMITED | RO | 就证券提供意见 | 2018-08-01 | 2019-07-15 |
| RO | 期货合约交易 | 2018-08-01 | 2019-07-15 | |
| RO | 证券交易 | 2018-08-01 | 2019-07-15 | |
| Rep | 就证券提供意见 | 2018-06-12 | 2018-08-01 | |
| FIVE STATES CAPITAL RESOURCES LIMITED | RO | 就证券提供意见 | 2017-11-07 | 2018-01-31 |
| Rep | 提供资产管理 | 2017-11-07 | 2018-01-31 | |
| Finet Securities Limited | RO | 就证券提供意见 | 2016-11-01 | 2017-07-21 |
| CHINA FINANCE HOLDINGS LIMITED | RO | 证券交易 | 2016-09-14 | 2017-07-21 |
| Finet Securities Limited | RO | 期货合约交易 | 2016-07-27 | 2017-07-21 |
| RO | 证券交易 | 2016-07-27 | 2017-07-21 | |
| Rep | 期货合约交易 | 2016-05-25 | 2016-07-27 | |
| Rep | 证券交易 | 2016-05-25 | 2016-07-27 | |
| SHACOM FUTURES LIMITED | Rep | 期货合约交易 | 2013-06-26 | 2016-05-21 |
| REALINK FINANCIAL TRADE LIMITED | Rep | 期货合约交易 | 2009-09-22 | 2013-06-15 |
| Rep | 证券交易 | 2009-09-22 | 2013-06-15 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2009-08-27 | 2009-09-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-08-27 | 2009-09-15 |
| REALINK FINANCIAL TRADE LIMITED | Rep | 期货合约交易 | 2008-08-12 | 2009-08-21 |
| Rep | 证券交易 | 2008-08-12 | 2009-08-21 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2008-04-18 | 2008-07-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-04-18 | 2008-07-12 |
已采集记录中暂无金管局登记。