| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| 3KYES SECURITIES LIMITED | RO | 就证券提供意见 | 2026-07-15 | - |
| RO | 提供资产管理 | 2026-07-15 | - | |
| RO | 证券交易 | 2026-07-15 | - | |
| RuiLian Financial Group Company Limited | Rep | 就证券提供意见 | 2024-07-22 | 2026-06-30 |
| Rep | 提供资产管理 | 2024-07-22 | 2026-06-30 | |
| Rep | 证券交易 | 2024-07-22 | 2026-06-30 | |
| Silverlion Capital (Hong Kong) Limited | RO | 提供资产管理 | 2021-03-19 | 2024-04-03 |
| Silverlion Securities Limited | RO | 就证券提供意见 | 2021-03-19 | 2024-04-03 |
| RO | 证券交易 | 2021-03-19 | 2024-04-03 | |
| Midas Securities Limited | RO | 就证券提供意见 | 2020-06-16 | 2021-01-31 |
| RO | 提供资产管理 | 2020-06-16 | 2021-01-31 | |
| RO | 期货合约交易 | 2020-06-16 | 2021-01-31 | |
| RO | 证券交易 | 2020-06-16 | 2021-01-31 | |
| Sheng Yuan Sino Asset Management Limited | RO | 就证券提供意见 | 2020-03-13 | 2020-05-18 |
| RO | 提供资产管理 | 2020-03-13 | 2020-05-18 | |
| SHENG YUAN SECURITIES LIMITED | RO | 就证券提供意见 | 2018-11-30 | 2020-05-18 |
| RO | 期货合约交易 | 2018-11-30 | 2020-05-18 | |
| RO | 证券交易 | 2018-11-30 | 2020-05-18 | |
| SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2018-10-18 | 2019-12-19 |
| SHENG YUAN SECURITIES LIMITED | Rep | 就证券提供意见 | 2018-10-18 | 2018-11-30 |
| Rep | 期货合约交易 | 2018-10-18 | 2018-11-30 | |
| Rep | 证券交易 | 2018-10-18 | 2018-11-30 | |
| Atta Capital Limited | RO | 就证券提供意见 | 2018-09-10 | 2018-10-09 |
| Rep | 提供资产管理 | 2018-09-10 | 2018-10-09 | |
| Atta Securities Limited | RO | 期货合约交易 | 2018-07-03 | 2018-10-09 |
| RO | 证券交易 | 2018-07-03 | 2018-10-09 | |
| Finet Securities Limited | Rep | 提供资产管理 | 2017-03-07 | 2018-01-25 |
| RO | 就证券提供意见 | 2016-11-08 | 2018-01-25 | |
| RO | 期货合约交易 | 2016-09-30 | 2018-01-25 | |
| RO | 证券交易 | 2016-09-30 | 2018-01-25 | |
| Rep | 期货合约交易 | 2016-09-02 | 2016-09-30 | |
| Rep | 证券交易 | 2016-09-02 | 2016-09-30 | |
| REALINK FINANCIAL TRADE LIMITED | RO | 期货合约交易 | 2015-09-02 | 2016-08-20 |
| Rep | 期货合约交易 | 2009-10-12 | 2015-09-02 | |
| Rep | 证券交易 | 2009-10-12 | 2016-08-20 |
金管局记录暂时无法加载，请稍后重试。