| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| REDFORD SECURITIES LIMITED | Rep | 证券交易 | 2010-06-03 | 2011-12-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-05-04 | 2010-05-01 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-05-04 | 2010-04-12 |
| THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2004-04-02 | 2006-03-28 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2003-06-05 | 2004-02-16 |