| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| REDFORD SECURITIES LIMITED | Rep | 证券交易 | 2011-07-11 | 2013-04-15 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 证券交易 | 2010-10-21 | 2011-03-05 |
| Rep | 杠杆式外汇交易 | 2010-09-10 | 2011-03-05 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 杠杆式外汇交易 | 2008-04-15 | 2010-08-27 |