| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Barrenjoey Asia Limited | RO | 就证券提供意见 | 2015-09-25 | 2024-08-01 |
| RO | 证券交易 | 2015-07-06 | 2024-08-01 | |
| Rep | 证券交易 | 2015-03-23 | 2015-07-06 | |
| Religare Capital Markets (Hong Kong) Limited | RO | 就证券提供意见 | 2009-09-22 | 2014-12-17 |
| RO | 证券交易 | 2008-07-24 | 2014-12-17 | |
| SFGHK Limited | RO | 证券交易 | 2007-07-02 | 2008-05-08 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2005-03-21 | 2007-06-25 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2005-03-21 | 2007-06-25 |