Lau, Homan 劉浩文
证监会中央编号:AWU132
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2024-09-09 | - |
| Rep | 证券交易 | 2024-09-09 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2023-09-18 | 2024-05-10 |
| Rep | 证券交易 | 2023-09-18 | 2024-05-10 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2023-09-18 | 2024-05-10 |
| Rep | 证券交易 | 2023-09-18 | 2024-05-10 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2022-12-08 | 2023-08-11 |
| Rep | 证券交易 | 2022-12-08 | 2023-08-11 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2022-12-08 | 2023-08-11 |
| Rep | 证券交易 | 2022-12-08 | 2023-08-11 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2021-09-20 | 2022-09-05 |
| Rep | 证券交易 | 2015-05-29 | 2022-09-05 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2013-07-12 | 2015-05-24 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2013-07-12 | 2015-05-24 |
| Rep | 证券交易 | 2013-07-12 | 2015-05-24 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2013-07-12 | 2015-05-24 |
| Rep | 证券交易 | 2013-07-12 | 2015-05-24 | |
| Religare Capital Markets (Hong Kong) Limited | Rep | 证券交易 | 2011-02-15 | 2012-10-19 |