McQueen, Lee Michael

证监会中央编号:ACR744

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Citigroup Global Markets Asia Limited	Rep	证券交易	2021-01-05	-
CITIC Securities International Global Markets Limited	Rep	证券交易	2019-03-28	2020-10-05
CLSA LIMITED	Rep	证券交易	2014-08-04	2020-10-05
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	提供自动化交易服务	2013-07-18	2014-05-02
	Rep	期货合约交易	2013-07-18	2014-05-02
	Rep	证券交易	2013-07-18	2014-05-02
Religare Capital Markets (Hong Kong) Limited	Rep	证券交易	2010-08-04	2012-12-14
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期货合约交易	2009-08-12	2010-04-29
	Rep	证券交易	2009-08-12	2010-04-29
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2005-05-10	2009-04-04
	Rep	证券交易	2005-05-10	2009-04-04
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2005-05-10	2009-04-04
UBS SECURITIES ASIA LIMITED	RO	证券交易	2004-01-09	2005-05-10
UBS SECURITIES HONG KONG LIMITED	RO	证券交易	2004-01-09	2005-05-10
UBS SECURITIES ASIA LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-10-14
	Rep	就证券提供意见	2003-04-01	2003-10-14
	Rep	提供资产管理	2003-04-01	2003-10-14
	Rep	证券交易	2003-04-01	2004-01-09
UBS SECURITIES HONG KONG LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-10-14
	Rep	就证券提供意见	2003-04-01	2003-10-14
	Rep	提供资产管理	2003-04-01	2003-10-14
	Rep	证券交易	2003-04-01	2004-01-09

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Citigroup Global Markets Asia Limited	Rep	证券交易	2021-01-05	-
CITIC Securities International Global Markets Limited	Rep	证券交易	2019-03-28	2020-10-05
CLSA LIMITED	Rep	证券交易	2014-08-04	2020-10-05
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	提供自动化交易服务	2013-07-18	2014-05-02
	Rep	期货合约交易	2013-07-18	2014-05-02
	Rep	证券交易	2013-07-18	2014-05-02
Religare Capital Markets (Hong Kong) Limited	Rep	证券交易	2010-08-04	2012-12-14
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期货合约交易	2009-08-12	2010-04-29
	Rep	证券交易	2009-08-12	2010-04-29
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2005-05-10	2009-04-04
	Rep	证券交易	2005-05-10	2009-04-04
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2005-05-10	2009-04-04
UBS SECURITIES ASIA LIMITED	RO	证券交易	2004-01-09	2005-05-10
UBS SECURITIES HONG KONG LIMITED	RO	证券交易	2004-01-09	2005-05-10
UBS SECURITIES ASIA LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-10-14
	Rep	就证券提供意见	2003-04-01	2003-10-14
	Rep	提供资产管理	2003-04-01	2003-10-14
	Rep	证券交易	2003-04-01	2004-01-09
UBS SECURITIES HONG KONG LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-10-14
	Rep	就证券提供意见	2003-04-01	2003-10-14
	Rep	提供资产管理	2003-04-01	2003-10-14
	Rep	证券交易	2003-04-01	2004-01-09