| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nuvama Investment Advisors (Hongkong) Private Limited | RO | 就期货合约提供意见 | 2020-12-14 | 2023-11-30 |
| RO | 就证券提供意见 | 2020-12-14 | 2023-11-30 | |
| RO | 期货合约交易 | 2020-12-14 | 2023-11-30 | |
| RO | 证券交易 | 2020-12-14 | 2023-11-30 | |
| Rep | 就期货合约提供意见 | 2020-05-15 | 2020-12-14 | |
| Rep | 就证券提供意见 | 2020-05-15 | 2020-12-14 | |
| Rep | 期货合约交易 | 2020-05-15 | 2020-12-14 | |
| Rep | 证券交易 | 2020-05-15 | 2020-12-14 | |
| Religare Capital Markets (Hong Kong) Limited | Rep | 证券交易 | 2011-06-16 | 2017-06-02 |