| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited | RO | 就证券提供意见 | 2021-08-24 | - |
| RO | 证券交易 | 2020-10-29 | - | |
| Rep | 证券交易 | 2020-08-27 | 2020-10-29 | |
| Rep | 就证券提供意见 | 2020-08-27 | 2021-08-24 | |
| Robeco Hong Kong Limited | Rep | 提供资产管理 | 2019-09-20 | 2020-07-24 |
| RO | 证券交易 | 2014-10-10 | 2020-07-24 | |
| Rep | 证券交易 | 2009-07-10 | 2014-10-10 | |
| Rep | 就证券提供意见 | 2009-07-10 | 2020-07-24 | |
| Instinet Alpha Trading Limited | Rep | 就证券提供意见 | 2006-06-27 | 2008-11-24 |
| Rep | 提供自动化交易服务 | 2006-06-27 | 2008-11-24 | |
| Rep | 证券交易 | 2006-06-27 | 2008-11-24 |