Sum, Sandy Kale Chui Po 沈聚寶 Hong Kong SFC License Details (ID 93618)

Sum, Sandy Kale Chui Po 沈聚寶 Hong Kong SFC License Details (ID 93618)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CNCB (Hong Kong) Capital Limited	Rep	提供资产管理	2011-08-17	2012-09-19
	Rep	就期货合约提供意见	2011-07-13	2012-09-19
	Rep	就证券提供意见	2011-07-13	2012-09-19
VC BROKERAGE LIMITED	Rep	证券交易	2007-12-07	2008-06-14
VC FUTURES LIMITED	Rep	期货合约交易	2007-12-07	2008-06-14
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2007-04-24	2007-10-03
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2007-04-24	2007-10-03
Well Link International Securities Limited	Rep	期货合约交易	2006-08-15	2007-01-26
WINWIN SECURITIES LIMITED	Rep	证券交易	2006-08-15	2007-01-26