| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 证券交易 | 2022-11-01 | - |
| GET NICE SECURITIES LIMITED | Rep | 证券交易 | 2022-01-20 | 2022-10-14 |
| WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | 证券交易 | 2019-02-18 | 2022-01-07 |
| ROOFER SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-11-30 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-11-30 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-11-30 | |
| Rep | 证券交易 | 2003-04-01 | 2019-01-31 |
已采集记录中暂无金管局登记。