| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ROTHSCHILD & CO HONG KONG LIMITED | RO | 就机构融资提供意见 | 2006-12-05 | 2012-12-01 |
| RO | 就证券提供意见 | 2006-12-05 | 2012-12-01 | |
| RO | 证券交易 | 2006-12-05 | 2012-12-01 | |
| Rep | 就机构融资提供意见 | 2006-09-01 | 2006-12-05 | |
| Rep | 就证券提供意见 | 2006-09-01 | 2006-12-05 | |
| Rep | 证券交易 | 2006-09-01 | 2006-12-05 | |
| DBS ASIA CAPITAL LIMITED | RO | 就机构融资提供意见 | 2005-09-27 | 2006-07-08 |
| RO | 就证券提供意见 | 2005-09-27 | 2006-07-08 | |
| RO | 证券交易 | 2005-09-27 | 2006-07-08 | |
| ARX ADVISORS LIMITED | RO | 就机构融资提供意见 | 2003-12-04 | 2005-09-01 |