| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2014-01-21 | 2015-04-15 |
| Rep | 证券交易 | 2014-01-21 | 2015-04-15 | |
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就证券提供意见 | 2006-05-24 | 2012-07-21 |
| Rep | 就机构融资提供意见 | 2005-08-22 | 2012-07-21 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2004-08-25 | 2005-07-25 |
| Rep | 证券交易 | 2004-08-25 | 2005-07-25 |