| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2009-04-01 | 2013-01-12 |
| Rep | 就证券提供意见 | 2009-04-01 | 2013-01-12 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2007-12-05 | 2008-12-10 |
| Rep | 就证券提供意见 | 2007-12-05 | 2008-12-10 | |
| Rep | 证券交易 | 2007-12-05 | 2008-12-10 | |
| Shang International Finance Limited | Rep | 就机构融资提供意见 | 2007-10-25 | 2007-11-15 |
| Rep | 就证券提供意见 | 2007-10-25 | 2007-11-15 | |
| Rep | 证券交易 | 2007-10-25 | 2007-11-15 |