| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2024-08-16 | - |
| Rep | 提供资产管理 | 2024-08-16 | - | |
| Rep | 证券交易 | 2024-08-16 | - | |
| DWS Investments Hong Kong Limited | RO | 就证券提供意见 | 2019-03-07 | 2024-08-15 |
| RO | 提供资产管理 | 2019-03-07 | 2024-08-15 | |
| RO | 证券交易 | 2019-03-07 | 2024-08-15 | |
| Rep | 就证券提供意见 | 2018-09-24 | 2019-03-07 | |
| Rep | 提供资产管理 | 2018-09-24 | 2019-03-07 | |
| Rep | 证券交易 | 2018-09-24 | 2019-03-07 | |
| ASIA CLIMATE PARTNERS HONG KONG LIMITED | Rep | 就证券提供意见 | 2017-09-11 | 2018-09-21 |
| Rep | 证券交易 | 2017-09-11 | 2018-09-21 | |
| Oaktree Capital (Hong Kong) Limited | Rep | 就证券提供意见 | 2012-01-31 | 2014-10-10 |
| Rep | 证券交易 | 2012-01-31 | 2014-10-10 | |
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2009-11-05 | 2011-12-14 |
| Rep | 就证券提供意见 | 2009-11-05 | 2011-12-14 |
已采集记录中暂无金管局登记。