| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited | Rep | 就机构融资提供意见 | 2013-05-28 | 2017-03-07 |
| Rep | 就证券提供意见 | 2013-05-28 | 2017-03-07 | |
| Rep | 证券交易 | 2013-05-28 | 2017-03-07 | |
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2010-03-15 | 2012-02-17 |
| Rep | 就证券提供意见 | 2010-03-15 | 2012-02-17 | |
| Rep | 证券交易 | 2010-03-15 | 2012-02-17 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2008-05-26 | 2008-12-10 |
| Rep | 就证券提供意见 | 2008-05-26 | 2008-12-10 | |
| Rep | 证券交易 | 2008-05-26 | 2008-12-10 |