| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Deltroit (Hong Kong) Limited | Rep | 就证券提供意见 | 2012-05-16 | 2014-04-16 |
| Rep | 提供资产管理 | 2012-05-16 | 2014-04-16 | |
| SAIL ADVISORS LIMITED | RO | 就证券提供意见 | 2009-08-19 | 2012-02-01 |
| RO | 提供资产管理 | 2009-08-19 | 2012-02-01 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2008-05-30 | 2009-02-05 |
| Rep | 证券交易 | 2008-04-23 | 2009-02-05 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2005-05-10 | 2007-11-09 |
| Rep | 证券交易 | 2005-05-10 | 2007-11-09 |