| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | 就证券提供意见 | 2021-10-20 | - |
| Rep | 证券交易 | 2021-10-20 | - | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2012-04-26 | 2021-07-07 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2010-12-15 | 2012-02-03 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2009-06-24 | 2010-09-20 |
| Rep | 就证券提供意见 | 2009-06-24 | 2010-09-20 | |
| Rep | 期货合约交易 | 2009-06-03 | 2010-09-20 | |
| Rep | 证券交易 | 2009-06-03 | 2010-09-20 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2007-08-29 | 2008-12-12 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-08-29 | 2008-12-12 |
| Rep | 证券交易 | 2007-08-29 | 2008-12-12 | |
| BARING ASSET MANAGEMENT (ASIA) LIMITED | RO | 就期货合约提供意见 | 2007-04-13 | 2007-08-18 |
| RO | 提供资产管理 | 2007-04-13 | 2007-08-18 | |
| RO | 证券交易 | 2007-04-13 | 2007-08-18 | |
| Rep | 就期货合约提供意见 | 2006-04-19 | 2007-04-13 | |
| Rep | 提供资产管理 | 2006-04-19 | 2007-04-13 | |
| Rep | 证券交易 | 2006-04-19 | 2007-04-13 | |
| T. ROWE PRICE INTERNATIONAL, INC. | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-10-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-09-05 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-09-05 |
已采集记录中暂无金管局登记。