| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 证券交易 | 2012-03-23 | 2013-12-03 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2011-08-30 | 2012-02-03 |
| MUFG Securities Asia Limited | Rep | 证券交易 | 2010-12-31 | 2011-07-27 |
| MUSHK Limited | Rep | 证券交易 | 2010-07-05 | 2010-12-30 |
| ICAP Equities Asia Limited | Rep | 就证券提供意见 | 2009-10-28 | 2010-05-20 |
| Rep | 证券交易 | 2009-10-28 | 2010-05-20 |