| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2011-06-15 | 2012-02-03 |
| CLSA RESEARCH LIMITED | Rep | 就证券提供意见 | 2009-06-22 | 2011-05-11 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2007-08-15 | 2008-08-06 |
| Rep | 期货合约交易 | 2007-08-15 | 2008-08-06 | |
| Rep | 证券交易 | 2007-08-15 | 2008-08-06 |