Fan, Ernest Kwong Hung 范廣鴻

证监会中央编号:ABQ708

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SANFULL FUTURES LIMITED	Rep	期货合约交易	2008-11-20	-
SANFULL SECURITIES LIMITED	Rep	证券交易	2008-11-20	-
UPBEST COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2006-02-03	2008-11-03
UPBEST SECURITIES COMPANY LIMITED	Rep	证券交易	2006-02-03	2008-11-03
KuCoin Commodity Futures Limited	Rep	期货合约交易	2004-03-01	2006-01-31
KuCoin HK Limited	Rep	证券交易	2004-03-01	2006-01-31
Daiwa Capital Markets Hong Kong Limited	Rep	证券交易	2004-01-13	2004-02-09
DAIWA SECURITIES SMBC (ASIA) LIMITED	Rep	证券交易	2004-01-13	2004-02-09
DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED	Rep	期货合约交易	2004-01-13	2004-02-09
KuCoin Commodity Futures Limited	Rep	期货合约交易	2003-07-11	2004-01-07
KuCoin HK Limited	Rep	证券交易	2003-07-11	2004-01-07
CREDIT AGRICOLE INDOSUEZ CHEUVREUX SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-07-03
	Rep	就证券提供意见	2003-04-01	2003-07-03
	Rep	提供资产管理	2003-04-01	2003-07-03
	Rep	证券交易	2003-04-01	2003-07-03
Newedge Broker Hong Kong Limited	Rep	就期货合约提供意见	2003-04-01	2003-07-03
	Rep	提供资产管理	2003-04-01	2003-07-03
	Rep	提供自动化交易服务	2003-04-01	2003-07-03
	Rep	期货合约交易	2003-04-01	2003-07-03
SG Asset Finance (Hong Kong) Limited	Rep	就机构融资提供意见	2003-04-01	2003-07-03
	Rep	就证券提供意见	2003-04-01	2003-07-03
	Rep	提供资产管理	2003-04-01	2003-07-03
	Rep	提供自动化交易服务	2003-04-01	2003-07-03
	Rep	证券交易	2003-04-01	2003-07-03

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SANFULL FUTURES LIMITED	Rep	期货合约交易	2008-11-20	-
SANFULL SECURITIES LIMITED	Rep	证券交易	2008-11-20	-
UPBEST COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2006-02-03	2008-11-03
UPBEST SECURITIES COMPANY LIMITED	Rep	证券交易	2006-02-03	2008-11-03
KuCoin Commodity Futures Limited	Rep	期货合约交易	2004-03-01	2006-01-31
KuCoin HK Limited	Rep	证券交易	2004-03-01	2006-01-31
Daiwa Capital Markets Hong Kong Limited	Rep	证券交易	2004-01-13	2004-02-09
DAIWA SECURITIES SMBC (ASIA) LIMITED	Rep	证券交易	2004-01-13	2004-02-09
DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED	Rep	期货合约交易	2004-01-13	2004-02-09
KuCoin Commodity Futures Limited	Rep	期货合约交易	2003-07-11	2004-01-07
KuCoin HK Limited	Rep	证券交易	2003-07-11	2004-01-07
CREDIT AGRICOLE INDOSUEZ CHEUVREUX SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-07-03
	Rep	就证券提供意见	2003-04-01	2003-07-03
	Rep	提供资产管理	2003-04-01	2003-07-03
	Rep	证券交易	2003-04-01	2003-07-03
Newedge Broker Hong Kong Limited	Rep	就期货合约提供意见	2003-04-01	2003-07-03
	Rep	提供资产管理	2003-04-01	2003-07-03
	Rep	提供自动化交易服务	2003-04-01	2003-07-03
	Rep	期货合约交易	2003-04-01	2003-07-03
SG Asset Finance (Hong Kong) Limited	Rep	就机构融资提供意见	2003-04-01	2003-07-03
	Rep	就证券提供意见	2003-04-01	2003-07-03
	Rep	提供资产管理	2003-04-01	2003-07-03
	Rep	提供自动化交易服务	2003-04-01	2003-07-03
	Rep	证券交易	2003-04-01	2003-07-03