| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIRST SECURITIES (HK) LIMITED | RO | 证券交易 | 2025-07-10 | - |
| Rep | 证券交易 | 2025-02-26 | 2025-07-10 | |
| First Global Corporate Finance Co., Limited | RO | 就机构融资提供意见 | 2024-08-27 | - |
| Rep | 就机构融资提供意见 | 2024-06-26 | 2024-08-27 | |
| China Sunrise Capital Limited | RO | 就机构融资提供意见 | 2023-10-30 | 2024-03-15 |
| China Sunrise Securities (International) Limited | RO | 证券交易 | 2023-10-30 | 2024-03-15 |
| China Sunrise Capital Limited | Rep | 就机构融资提供意见 | 2023-03-16 | 2023-10-30 |
| China Sunrise Securities (International) Limited | Rep | 证券交易 | 2023-03-16 | 2023-10-30 |
| First Global Corporate Finance Co., Limited | RO | 就机构融资提供意见 | 2022-11-23 | 2023-02-23 |
| Greencourt Financial Co., Limited | RO | 证券交易 | 2022-11-23 | 2023-02-23 |
| First Global Corporate Finance Co., Limited | Rep | 就机构融资提供意见 | 2022-08-16 | 2022-11-23 |
| Greencourt Financial Co., Limited | Rep | 证券交易 | 2022-08-16 | 2022-11-23 |
| Apricot Capital (Hong Kong) Limited | Rep | 证券交易 | 2022-05-23 | 2022-08-01 |
| WRise Capital Limited | Rep | 就机构融资提供意见 | 2022-05-23 | 2022-08-01 |
| Quam Securities Limited | RO | 就机构融资提供意见 | 2017-05-10 | 2022-03-03 |
| Rep | 就机构融资提供意见 | 2014-06-26 | 2017-05-10 | |
| RO | 证券交易 | 2014-04-24 | 2022-03-03 | |
| Rep | 证券交易 | 2014-04-17 | 2014-04-24 | |
| SBI China Capital Financial Services Limited | RO | 证券交易 | 2012-06-21 | 2014-03-27 |
| Rep | 证券交易 | 2012-05-07 | 2012-06-21 | |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | RO | 证券交易 | 2011-08-24 | 2012-04-27 |
| Rep | 证券交易 | 2011-05-04 | 2011-08-24 | |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-11-26 | 2011-04-22 |
| Rep | 证券交易 | 2010-11-26 | 2011-04-22 | |
| CELESTIAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-05-19 | 2010-11-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2010-05-19 | 2010-11-01 |
| KGI CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-01-22 | 2010-05-09 |
| Rep | 就证券提供意见 | 2010-01-22 | 2010-05-09 | |
| Rep | 证券交易 | 2010-01-22 | 2010-05-09 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | 2005-11-02 | 2010-04-01 |
| Rep | 就证券提供意见 | 2005-10-25 | 2010-05-09 | |
| Rep | 证券交易 | 2005-10-25 | 2010-05-09 | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2004-11-25 | 2005-10-08 |
| Rep | 证券交易 | 2004-11-25 | 2005-10-08 |
已采集记录中暂无金管局登记。