Webb-site Legacy

Lo, John Wai Tung 盧衛東

证监会中央编号:ABM507

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Manulife Investment Management (Hong Kong) Limited	Rep	证券交易	2025-11-26	-
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	证券交易	2021-09-29	2025-02-12
CMB International Securities Limited	Rep	证券交易	2021-02-22	2021-08-31
SOUTH CHINA SECURITIES LIMITED	RO	证券交易	2018-12-28	2020-08-27
South China Investment Management Limited	Rep	提供资产管理	2018-11-12	2020-08-27
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2018-11-12	2018-12-28
SBI China Capital Asset Management Limited	Rep	提供资产管理	2015-03-30	2018-10-12
SBI China Capital Commodities Limited	RO	期货合约交易	2010-09-27	2013-02-28
SBI China Capital Financial Services Limited	RO	证券交易	2010-09-27	2018-10-12
SBI China Capital Securities Limited	RO	证券交易	2010-09-27	2011-09-30
SBI China Capital Commodities Limited	Rep	期货合约交易	2010-08-19	2010-09-27
SBI China Capital Financial Services Limited	Rep	证券交易	2010-08-19	2010-09-27
SBI China Capital Securities Limited	Rep	证券交易	2010-08-19	2010-09-27
ICBC INTERNATIONAL FUTURES LIMITED	RO	期货合约交易	2010-06-02	2010-07-06
ICBC INTERNATIONAL SECURITIES LIMITED	RO	证券交易	2009-06-25	2010-07-06
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2009-06-24	2010-06-02
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2009-05-06	2009-06-25
Tung Shing Securities (Brokers) Limited	RO	证券交易	2006-11-14	2009-04-29
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2006-07-14	2009-04-29
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2006-06-02	2006-11-14
CCB INTERNATIONAL SECURITIES LIMITED	RO	证券交易	2006-04-26	2006-05-26
	Rep	证券交易	2005-08-19	2006-04-26
CCB INTERNATIONAL CAPITAL LIMITED	Rep	证券交易	2005-06-03	2005-09-06
KINGSTON FUTURES LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-08-23
	Rep	提供资产管理	2003-04-01	2004-08-23
	Rep	期货合约交易	2003-04-01	2005-05-24
KINGSTON SECURITIES LIMITED	Rep	提供自动化交易服务	2003-04-01	2003-07-04
	Rep	就机构融资提供意见	2003-04-01	2004-08-23
	Rep	就证券提供意见	2003-04-01	2004-08-23
	Rep	提供资产管理	2003-04-01	2004-08-23
	Rep	证券交易	2003-04-01	2005-05-24