| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited | Rep | 证券交易 | 2023-08-24 | 2025-01-10 |
| SBI China Capital Commodities Limited | Rep | 期货合约交易 | 2006-05-22 | 2013-02-28 |
| SBI China Capital Financial Services Limited | Rep | 证券交易 | 2004-02-24 | 2023-05-16 |
| SBI China Capital Securities Limited | Rep | 证券交易 | 2004-02-24 | 2011-09-30 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-28 |
| Rep | 就证券提供意见 | - | 2004-01-28 | |
| Rep | 提供资产管理 | - | 2004-01-28 | |
| Rep | 证券交易 | - | 2004-02-12 |