| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited | Rep | 提供资产管理 | 2008-09-23 | 2021-12-24 |
| Rep | 证券交易 | 2008-09-23 | 2021-12-24 | |
| SBI China Capital Commodities Limited | Rep | 就期货合约提供意见 | - | 2003-07-21 |
| Rep | 提供资产管理 | - | 2013-02-28 | |
| Rep | 期货合约交易 | - | 2013-02-28 | |
| SBI China Capital Securities Limited | Rep | 就机构融资提供意见 | - | 2003-07-21 |
| Rep | 就证券提供意见 | - | 2003-07-21 | |
| Rep | 提供资产管理 | - | 2011-09-30 | |
| Rep | 证券交易 | - | 2011-09-30 |