| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SBI China Capital Commodities Limited | Rep | 提供资产管理 | 2010-09-09 | 2013-02-28 |
| Rep | 期货合约交易 | 2010-09-09 | 2013-02-28 | |
| SBI China Capital Financial Services Limited | Rep | 提供资产管理 | 2010-09-09 | 2013-04-28 |
| Rep | 证券交易 | 2010-09-09 | 2013-04-28 | |
| SBI China Capital Securities Limited | Rep | 提供资产管理 | 2010-09-09 | 2011-09-30 |
| Rep | 证券交易 | 2010-09-09 | 2011-09-30 | |
| Arta Asset Management Limited | Rep | 提供资产管理 | 2009-07-15 | 2010-09-06 |
| ENLIGHTEN FUTURES LIMITED | Rep | 期货合约交易 | 2008-07-16 | 2010-09-06 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 证券交易 | 2008-07-16 | 2010-09-06 |