| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2018-11-22 | 2025-07-25 |
| Imperium International Asset Management Limited | RO | 提供资产管理 | 2017-08-30 | - |
| RO | 就证券提供意见 | 2016-04-12 | - | |
| Rep | 提供资产管理 | 2016-04-11 | 2017-08-30 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2013-06-13 | 2015-02-06 |
| SBI China Capital Financial Services Limited | Rep | 就证券提供意见 | 2010-03-11 | 2013-05-21 |
| SBI China Capital Securities Limited | Rep | 就证券提供意见 | 2010-03-11 | 2011-09-30 |
| PHOENIX CAPITAL SECURITIES LIMITED | Rep | 证券交易 | 2009-10-15 | 2010-03-02 |
| PHOENIX CAPITAL ASIA LIMITED | Rep | 就证券提供意见 | 2007-11-28 | 2010-03-02 |
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