| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHUBB INVESTMENT MANAGEMENT (HK) LIMITED (TRADING AS CHUBB WEALTH) | Rep | 证券交易 | 2025-12-09 | - |
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 证券交易 | 2008-10-27 | 2024-04-12 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2004-05-21 | 2006-03-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-07 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-16 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-16 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-16 | |
| Rep | 证券交易 | 2003-04-01 | 2006-03-01 |
已采集记录中暂无金管局登记。