| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | 就证券提供意见 | 2018-05-02 | - |
| RO | 证券交易 | 2018-05-02 | - | |
| Rep | 就证券提供意见 | 2010-06-10 | 2018-05-02 | |
| Rep | 证券交易 | 2010-06-10 | 2018-05-02 | |
| Rep | 提供资产管理 | 2010-06-10 | 2023-01-25 | |
| AllianceBernstein Hong Kong Limited | Rep | 就期货合约提供意见 | 2009-06-30 | 2010-02-05 |
| Rep | 就证券提供意见 | 2009-06-30 | 2010-02-05 | |
| Rep | 证券交易 | 2009-06-30 | 2010-02-05 |
已采集记录中暂无金管局登记。