Personnel Hong Kong SFC License Details (ID 93941)

Personnel Hong Kong SFC License Details (ID 93941)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	就证券提供意见	2019-07-15	2026-04-24
	Rep	证券交易	2019-07-15	2026-04-24
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	证券交易	2015-12-01	2018-08-15
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED	Rep	就证券提供意见	2015-06-17	2018-08-15
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	证券交易	2012-08-28	2015-05-18
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	证券交易	2012-08-28	2015-05-18
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	就证券提供意见	2006-08-04	2012-08-21
	Rep	提供资产管理	2006-08-04	2012-08-21
	Rep	证券交易	2006-08-04	2012-08-21
FIL Investment Management (Hong Kong) Limited	Rep	就证券提供意见	2005-01-24	2006-07-23
	Rep	就机构融资提供意见	-	2004-10-20
	Rep	就证券提供意见	-	2004-10-20
	Rep	提供资产管理	-	2006-07-23
	Rep	证券交易	-	2006-07-23