| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Select Investment Services Limited (HK) | RO | 就证券提供意见 | 2011-09-16 | 2012-03-16 |
| RO | 证券交易 | 2011-09-16 | 2012-03-16 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2009-09-18 | 2010-03-22 |
| Rep | 证券交易 | 2009-05-07 | 2010-03-22 | |
| SHINKO SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2008-07-30 | 2009-05-06 |
| RHB SECURITIES HONG KONG LIMITED | RO | 就证券提供意见 | 2006-11-17 | 2007-06-05 |