| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2018-06-22 | 2021-12-03 |
| Rep | 证券交易 | 2018-06-22 | 2021-12-03 | |
| SENRIGAN CAPITAL GROUP LIMITED | RO | 提供资产管理 | 2011-06-28 | 2013-07-15 |
| Rep | 提供资产管理 | 2010-11-15 | 2011-06-28 | |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-05-19 | 2010-11-05 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2009-11-17 | 2010-11-05 |
| Rep | 证券交易 | 2009-11-17 | 2010-11-05 | |
| OCP Asia (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2006-07-17 | 2008-12-16 |
| Rep | 就证券提供意见 | 2006-07-17 | 2008-12-16 | |
| Rep | 提供资产管理 | 2006-07-17 | 2008-12-16 |