Martin, Todd Stuart

证监会中央编号:ABT540

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-02-21	2013-05-29
MIB SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2013-02-21	2013-05-29
	Rep	证券交易	2013-02-21	2013-05-29
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	就证券提供意见	2012-04-30	2012-07-14
	Rep	期货合约交易	2012-04-30	2012-07-14
	Rep	证券交易	2012-04-30	2012-07-14
SG SECURITIES (HK) LIMITED	RO	就期货合约提供意见	2010-11-16	2011-12-02
	RO	期货合约交易	2010-11-16	2011-12-02
	RO	就证券提供意见	2010-09-16	2011-12-02
	RO	证券交易	2010-09-16	2011-12-02
	Rep	证券交易	2010-07-06	2010-09-16
MF Securities Hong Kong Limited	Rep	就证券提供意见	2009-11-27	2010-02-12
FOX-PITT, KELTON (ASIA) LIMITED	Rep	证券交易	2009-01-23	2009-10-16
CLSA FUTURES LIMITED	Rep	就期货合约提供意见	2006-07-08	2008-11-13
	Rep	期货合约交易	2006-07-08	2008-11-13
CLSA LIMITED	Rep	就证券提供意见	2006-07-08	2008-11-13
	Rep	证券交易	2006-07-08	2008-11-13
Morgan Stanley Asia Limited	Rep	就证券提供意见	2004-11-29	2006-05-13
	Rep	提供自动化交易服务	2004-07-20	2006-05-13
	Rep	证券交易	2004-07-20	2006-05-13
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2004-07-20	2006-05-13
	Rep	期货合约交易	2004-07-20	2006-05-13

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-02-21	2013-05-29
MIB SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2013-02-21	2013-05-29
	Rep	证券交易	2013-02-21	2013-05-29
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	就证券提供意见	2012-04-30	2012-07-14
	Rep	期货合约交易	2012-04-30	2012-07-14
	Rep	证券交易	2012-04-30	2012-07-14
SG SECURITIES (HK) LIMITED	RO	就期货合约提供意见	2010-11-16	2011-12-02
	RO	期货合约交易	2010-11-16	2011-12-02
	RO	就证券提供意见	2010-09-16	2011-12-02
	RO	证券交易	2010-09-16	2011-12-02
	Rep	证券交易	2010-07-06	2010-09-16
MF Securities Hong Kong Limited	Rep	就证券提供意见	2009-11-27	2010-02-12
FOX-PITT, KELTON (ASIA) LIMITED	Rep	证券交易	2009-01-23	2009-10-16
CLSA FUTURES LIMITED	Rep	就期货合约提供意见	2006-07-08	2008-11-13
	Rep	期货合约交易	2006-07-08	2008-11-13
CLSA LIMITED	Rep	就证券提供意见	2006-07-08	2008-11-13
	Rep	证券交易	2006-07-08	2008-11-13
Morgan Stanley Asia Limited	Rep	就证券提供意见	2004-11-29	2006-05-13
	Rep	提供自动化交易服务	2004-07-20	2006-05-13
	Rep	证券交易	2004-07-20	2006-05-13
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2004-07-20	2006-05-13
	Rep	期货合约交易	2004-07-20	2006-05-13