| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jain Global (Hong Kong) Limited | Rep | 提供资产管理 | 2025-08-18 | 2026-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2018-04-11 | 2019-08-31 |
| Merrill Lynch Far East Limited | RO | 期货合约交易 | 2017-11-30 | 2019-08-31 |
| RO | 证券交易 | 2017-11-30 | 2019-08-31 | |
| Rep | 期货合约交易 | 2017-07-12 | 2017-11-30 | |
| Rep | 证券交易 | 2017-07-12 | 2017-11-30 | |
| SG SECURITIES (HK) LIMITED | RO | 提供自动化交易服务 | 2011-04-08 | 2017-03-08 |
| RO | 期货合约交易 | 2011-04-08 | 2017-03-08 | |
| RO | 证券交易 | 2011-04-08 | 2017-03-08 | |
| Rep | 提供自动化交易服务 | 2009-07-20 | 2011-04-08 | |
| Rep | 期货合约交易 | 2009-07-20 | 2011-04-08 | |
| Rep | 证券交易 | 2007-04-10 | 2011-04-08 |