| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2021-08-27 | 2022-09-30 |
| Rep | 证券交易 | 2021-08-27 | 2022-09-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2016-10-04 | 2021-05-26 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2016-10-04 | 2021-05-26 |
| Rep | 证券交易 | 2016-10-04 | 2021-05-26 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2009-10-12 | 2016-06-17 |
| Rep | 期货合约交易 | 2009-10-12 | 2016-06-17 | |
| Rep | 证券交易 | 2009-10-12 | 2016-06-17 |